Regulatory
Support

The pressure to keep up with the pace of change in FCA regulation can be relentless. Sometimes you just need a little help to implement regulatory changes, or to overcome the regulatory requirements involved in new product offerings.

Our team of experts is on hand to support you as required, on short notice to minimise disturbance to your business.

Technical analysis and support

When you feel that some extra support is needed to fully understand new regulations, or regulator expectations, it is always helpful to work with an Advisory team who knows the market.

We bring experts who have hands-on market experience having worked previously in-house and at the regulator to work closely with you.

Change management

Regulation can change, the expectation of regulators can evolve and market sentiment can shift. With our experience of supporting firms and our interactions with the regulator, we can help you implement necessary change in a way that supports your business objectives whilst meeting regulatory expectations.

Specialist training

Competence and capability are at the very heart of FCA expectation from regulated firms. We can support you by providing ad-hoc or ongoing training across a range of areas. Our team of experts can help identify your training requirements, and support with delivery to your teams.

Most importantly, we will do it with your desired outcomes in mind.